Philippa X. Girling New York, New York
| Of Counsel | |
| phone | 212-400-7177 |
| fax | |
| Email Me | |
Ms. Girling joined Garrity, Graham, Murphy, Garofalo and Flinn, P.C. from Nomura where she was Global Co-Head of Operational Risk Management. At Nomura, Ms. Girling was responsible for the development of the global operational risk strategy to meet Japan FSA's Basel II requirements and for the implementation of that strategy in the Americas and Europe under local regulatory requirements. Previously, she was a founder and Program Director of the firm wide Operational Risk Department at Morgan Stanley. Ms. Girling also served as COO of the Global Financial Control Group and CAO of the Retail Brokerage Controllers Group at Morgan Stanley. She has 13 years experience in the global securities industry, working in the fields of operational risk, change management and project management. Ms. Girling has also designed and led many training programs, including an Operational Risk Executive Education program for Columbia University, NYC. Ms. Girling emigrated from the UK to the US in 1996. She has an English law degree, is a New York attorney and is a certified Financial Risk Manager (FRM).
- Areas of Practice:
- Financial Services
- Banking
- International Law
- Regulatory & Compliance
- Basel II
- Operational Risk
- Education:
- University of East Anglia School of Law, Norwich, England
LL.B
Honors: With Honors - South Bank University, London, UK
Post Grad Dip Year: 1995
Honors: With Honors
Major: International Business
- Classes/Seminars Taught:
- Operational Risk Management, Executive, Columbia University, 2007 - 2009
- Best Practice in Risk Control Self Assessments and Scenario Analysis, OpRisk and Compliance, 2008
- The relevance of operational risk as a discipline with advent of GRC, Global Association of Risk Professionals (GARP), 2008
- The Challenges of Applying a Global Operational Risk Framework to Local Conditions, OpRisk and Compliance, 2007
- RCSAs - Taking the Next Step, OpRisk and Compliance, 2006
- Moderator: Operational Risk Management at the Corporate Level: A Business and Regulatory Perspective, SIFMA, 2007
- Measuring Economic Capital for Operational Risk, Risk Training, 2007
- Structured Scenarios Webcast, Algorithmics, 2007
- Reporting Operational Risk to the Executive Committee, Professional Risk Managers International Association (PRIMIA), 2007
- Successfully Implementing an Operational Risk Framework (HK), GARP, 2007
- Past Employment Positions:
- Nomura Holding America Inc., Global Co-Head of Operational Risk Management, 2006 - 2008
- Morgan Stanley, Program Director, Operational Risk, 2003 - 2006
- Credit Suisse Group (Zurich), Senior Project Advisor, 2001 - 2002
- Philippa Evans Associates (US), President/Senior Consultant, 1996 - 2001
- Citymax Ltd. (subsidiary of Credit Suisse - UK), Head of Training, 1995 - 1996
- South Bank Univesity (UK), Head of Training, 1993 - 1995
- European Seminary of Business and Law (UK), Director, 1991 - 1992
- Macability (Singapore), Director, 1989 - 1991
